Compliance Manager

Location United Arab Emirates
Discipline: Commodities
Job type: Permanent
Contact name: Freddie Ricks

Contact email: freddie.ricks@venturesearch.com
Job ref: 3137
Published: 5 days ago

1. Compliance Program Development & Execution

  • Design, implement, and manage the Ethics & Compliance (E&C) framework aligned with global and local regulations.
  • Ensure adherence to company policies, industry standards, and regulatory requirements across their operations.

2. Regulatory & Risk Management

  • Monitor, assess, and manage compliance risks, ensuring the business operates within a lawful and ethical framework.
  • Maintain strong relationships with regulatory bodies, ensuring timely reporting and resolution of compliance issues.
  • Implement control systems to detect and mitigate compliance violations (e.g., trade surveillance, suspicious activity monitoring).

3. Advisory & Stakeholder Engagement

  • Provide pragmatic, timely, and strategic compliance advice to senior management, legal teams, and business units.
  • Collaborate with internal teams on Values & Culture programs to enhance the ethical framework.
  • Lead compliance investigations, including handling matters raised through speak-up channels.

4. Compliance Monitoring & Surveillance

  • Oversee the compliance monitoring program, including transaction monitoring, business communications reviews, and trade surveillance.
  • Investigate and resolve anomalies in trade data or potential regulatory breaches.
  • Ensure proactive risk mitigation strategies are in place.

5. Training & Policy Development

  • Develop and deliver compliance training programs across company to enhance awareness and ensure policy adherence.
  • Provide guidance on regulatory changes, ensuring the business adapts to evolving compliance landscapes.
  • Support the creation and enforcement of internal compliance policies and procedures.